Douglas Small

Director

CPA, CFE, CFF

Douglas Small

Corporate Investigations, Compliance Training, Internal Audit

Douglas has over 30 years of experience in connection with fraud investigations, forensic accounting and anti-corruption issues. He principally advises clients in all aspects of internal corporate fraud investigations, forensic accounting matters, adherence to United States laws abroad including the Foreign Corrupt Practices Act and white-collar criminal matters. 

Doug has been consulting with law firms and global companies since 2008 providing expert services on financial fraud and fraud risk management, anti-corruption and forensic accounting investigations throughout the world. Additionally, he spent 14 years as a Special Agent with the Federal Bureau of Investigation where he conducted numerous complex white collar criminal investigations to include, mortgage fraud, corporate fraud, health care fraud, money laundering, wire fraud, mail fraud and public corruption. During his FBI career, Doug also was involved in all phases of the crisis management continuum, including executive protection, tactical response, field training exercises, and firearms and tactical training. 

Doug’s practice focuses on the analysis of the flow of funds and other items of value as they relate to illicit third parties, company insiders and other fiduciaries involved in bribery, corruption, and other forms of conflicts of interest.  He has worked extensively providing analysis of financial and accounting records, interviewing targets and witnesses and providing clients with actionable information to address these pressing issues.   

Throughout his career he has led and conducted investigations both domestically and internationally to include Latin America, Asia, Australia, Africa, Europe and the Middle East. He has also worked closely with federal prosecutors and has been called upon frequently to provide expert witness testimony in both criminal and civil proceedings. 

Testimonials

"SunHawk was an outstanding partner in the provision of interim leadership in compliance and internal audit for our organization.  They provided seamless coverage and advancement of our compliance and internal audit functions.  As CEO, I had no concerns or worries during our engagement.  They were true partners for us!"

 
 
 

Alfred E. Pilong

 
President and CEO
Garnet Health

"James and the SunHawk team have been an invaluable resource for our Compliance Office - they are a reliable, well experienced, trusted and knowledgeable team of professionals who at a moment’s notice will take your calls or respond to your emails.

Their advice helped us navigate the ever evolving, highly regulated healthcare industry!  Whether it’s discussing report methodology or determining appropriate repayment, SunHawk provides the reassurance and confidence that you are doing the right thing!

We are honored to have partnered with SunHawk and will continue to do so in the future!"

Natasha Cogdill

Vice President/Chief Ethics, Compliance and Privacy Officer
Community Health System

"SunHawk’s professionals are leaders in the compliance and risk industries. Over the years I have worked with a number of their professionals on a series of projects/issues and learned SunHawk’s professionals are problem/solution-oriented and great coalition builders. 

SunHawk Professionals get the job done and are a pleasure to work with. Commitment, Experience, Professionalism, and Integrity; that's what SunHawk Professionals brings to the table."

Gerry Roy

Vice President/Chief Ethics, Compliance and Privacy Officer
Phoenix Children's Hospital

"Jim Rough is among the most conscientious professionals I have encountered. When he says he is going to do something -- he does it. Jim has a broad range of experience gained over decades in leading organizations.

Now as the founder of his own firm, Jim will be enabled to provide the same high-quality service to his clients in a setting that allows greater customization to his clients' financial circumstances."

Frank M. Placenti

Chair, US Corporate Governance & Securities Regulation
Practice, Squire Patton Boggs

"SunHawk Consulting's HIPAA Check Program provided us with an invaluable third-party review of our HIPAA policies and practices. The tracking tool SunHawk includes with the Program has become an integral part of our continued monitoring for HIPAA compliance.

Jan Elezian's extensive hands-on compliance experience was evident during site visits and staff interviews as she translated difficult subject matter into practical use scenarios and provided quality feedback. Thank you SunHawk team!"

Nancy Lipman

Vice President, Compliance
Chicanos Por La Causa, Inc.

"SunHawk provides an array of dynamic professionals, each with significant subject matter expertise and a problem-solver approach. Beyond their knowledge and conscientious work ethic, however, is a team of caring individuals who strive to furnish individualized, tailored assistance with a personal touch. 

Jim Rough's dedication to the success of SunHawk clients is evidenced by his strategic and prospective thinking complemented by his ability to truly anticipate the needs of a company in the midst of the complicated compliance climate. I highly recommend SunHawk for companies of any size seeking actionable solutions and measurable results."

Michelle Missal

Vice President and Chief Compliance Officer
Paragon 28, Inc.

Get In Touch

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SunHawk Consulting

2550 E Rose Garden Ln.
Unit 72016
Phoenix, AZ 85050
info@sunhawkconsulting.com

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