Join SunHawk Consulting’s Managing Director, James Rose as he presents at the SCCE Compliance Auditing and Monitoring Workshop on November 12, 2025.
James’ first presentation “Introduction and Expectations for Compliance Auditing & Monitoring,” is at 9:00am CT.
The Presentation Will Be Covering:
- Understand where auditing & monitoring fit within an effective compliance & ethics program
- Identify legal and regulatory expectations for auditing and monitoring
- Identify and apply useful frameworks for auditing and monitoring
James’ second presentation “Planning Considerations:Part 1” is at 1:45pm CT.
The Presentation Will Be Covering:
- Design of a risk-based auditing and monitoring plan
- Understand documentation considerations
- Scope considerations: frequency and limitations, dealing with resistance to scope, understand when to expand the scope and how to avoid scope creep
- Communicating auditing & monitoring activities to process owners and other stakeholders
James’ last presentation “Planning Considerations:Part 2” is at 3:00pm CT.
The Presentation Will Be Covering:
- Understand the types of procedures and approaches to auditing and monitoring
- Differentiate and design tests of controls and substantive tests
- Sampling considerations
WHEN: November 12, 2025
WHERE: Virtual
CLICK HERE for more information and to register for the event.
James Rose
Managing Director
SunHawk Consulting, LLC
James Rose is Managing Director of SunHawk Consulting LLC. James is a CPA and also holds certifications in Internal Auditing (CIA), Risk Management Assurance (CRMA), and Information Systems Auditing (CISA, CISSP). James is an experienced healthcare operations, governance, risk, and compliance executive focused on the healthcare and governmental industries. Most recently he served as Chief Financial Officer of Aperture Credentialing LLC, where he was also accountable for many of the traditional Chief Operating Officer duties in addition to CFO / Controller responsibilities. He currently serves as an expert advisor to the World Health Organization’s Staff Health Insurance Global Oversight Committee (providing his expertise on health and wellness programs as well as medical insurance cost management and financial planning). James is also Chair of the Jefferson County Public Schools Audit and Risk Advisory Committee.
SunHawk experts are highly experienced professionals ready to assist you within our focus areas of:
Healthcare Compliance | Corporate Investigations
Corporate Compliance | Litigation Disputes
Have a question? We are ready to answer it.